UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K/A
Amendment No. 2
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 8, 2018 (March 23, 2018)
Commission File Number: 001-37464
Cemtrex Inc.
(Exact name of small business issuer as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or organization)
30-0399914
(IRS Employer Identification No.)
19 Engineers Lane, Farmingdale, New York 11735
(Address of principal executive offices)
6317569116
(Registrant’s Telephone number)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Explanatory Note
This Current Report on Form 8-K/A amends the Current Report on Form 8-K of Cemtrex, Inc. (the “Company”) filed with the Securities and Exchange Commission on March 26, 2018 (the “Original Report”) and amended on June 6, 2018 (the “Amended Report”) related to the completion of the Company’s investment in Vicon Industries, Inc. This amendment is being supplied to correct an error in Exhibit 99.2.
Item 9.01 Financial Statements and Exhibits
(b) Pro Forma Financial Information. The unaudited pro forma combined balance sheet as of December 31, 2017 and unaudited pro forma combined statements of operations for the twelve months ended September 30, 2017 and for the three months ended December 31, 2017, in each case giving effect to the acquisition of Vicon had occurred as of the beginning of the initial period presented, is attached hereto as Exhibit 99.2 and incorporated herein by reference.
(d) Exhibits
| Exhibit Number | Exhibit Title | |
| 99.2 | Unaudited Pro Forma Financial Information listed in Item 9.01(b). |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Cemtrex Inc. | |||
| Date: | June 8, 2018 | By: | /s/ Saagar Govil |
| Name: | Saagar Govil | ||
| Title: | CEO | ||
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