UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
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CURRENT REPORT ON FORM 8-K
Cemtrex, Inc.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On September 29, 2021, the Annual Meeting of Shareholders (the “Annual Meeting”) of Cemtrex Inc. (“Cemtrex” or the “Company”) was held. For more information about the proposals set forth, please see the Company’s 2021 Proxy Statement. On the record date of August 16, 2021, there were 20,782,194 shares of the Company’s common stock issued, outstanding and entitled to vote, 3,770,302 votes of the Company’s Series 1 Preferred Stock, and 208,029,762 votes of the Company’s Series C Preferred Stock held by Saagar Govil, CEO and Chairman of the Board of Directors of the Company, for a total of 232,582,258 voting shares. At the Annual Meeting, a total of 220,125,911 voting shares (for a quorum of 94.64%) were represented in person or by proxy at the meeting. Set forth below are the final voting results for the proposals voted on at the Annual Meeting.
Proposal 1 – Voting to elect two nominees to the Company’s Board of Directors (the “Board”) for a one-year term expiring at the next Annual Meeting of Shareholders, or until their successors are elected and qualified:
| Number of Votes | ||||||||||||
| Nominee | For | Abstain | Broker Non- Votes | |||||||||
| Saagar Govil | 211,253,854 | 2,025,212 | 6,846,845 | |||||||||
| Metodi Filipov | 212,275,361 | 993,714 | 6,856,836 | |||||||||
Each nominee was elected by the Company’s shareholders, consistent with the recommendation from the Board.
Proposal 2 - Ratification of the Appointment of the Company’s Independent registered public accounting firm: Voting to ratify Grassi Co. Certified Public Accountants as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022:
| ● | For: 218,242,637 | |
| ● | Against: 491,985 | |
| ● | Abstain; 1,391,289 |
Proposal 2 was approved by the Company’s shareholders, consistent with the recommendation from the Board.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
| Exhibit Number | Exhibit Title | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CEMTREX, INC. | ||
| Date: September 29, 2021 | By: | /s/ Saagar Govil |
| Saagar Govil | ||
| Chairman, President and Chief Executive Officer | ||
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