UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-1
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CEMTREX, INC.
(Exact name of Registrant as specified in its charter)
Delaware | 3829 | 30-0399914 | ||
(State
or other jurisdiction of incorporation or organization) |
(Primary
Standard Industrial Classification Code Number) |
(I.R.S.
Employer Identification No.) |
135 Fell Court
Hauppauge, NY 11788
Tel.
no. (631) 756-9116
(Address and telephone number of principal executive offices)
The Corporation Trust Company
Corporation Trust Center
1209 Orange St.
Wilmington, DE 19801
(302)
658-7581 (Tel.)
(Name, address and telephone number of agent for service)
Copies to:
Scott
Doney, Esq. Las
Vegas, NV 89113 |
Anthony W. Basch, Esq. J. Britton Williston, Esq. Shannon M. McDonough, Esq. Kaufman & Canoles, P.C. 1021 E. Cary St., Suite 1400 Richmond, Va. 23219 (804) 771-5700 |
Approximate Date of Commencement of Proposed Sale to the Public: As soon as practicable after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-276556
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ☐ | Accelerated filer | ☐ |
Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act ☐
The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.
EXPLANATORY NOTE AND
INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
Pursuant to Rule 462(b) under the Securities Act of 1933, as amended, Cemtrex, Inc., a Delaware corporation (“Cemtrex”), is filing this registration statement with the Securities and Exchange Commission (the “SEC”). This registration statement relates to the public offering of securities contemplated by the Registration Statement on Form S-1 (File No. 333-276556) (the “Registration Statement”) initially filed by Cemtrex with the SEC on January 17, 2024, which the SEC declared effective on April 30, 2024.
Cemtrex is filing this registration statement for the sole purpose of registering an additional $1,500,000 in units, which includes additional securities that the underwriters have the option to purchase. The additional units that are being registered for issuance and sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Filing Fee Table (Exhibit 107) contained in the Registration Statement. The contents of the Registration Statement, including all amendments and exhibits thereto, are incorporated by reference herein.
The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hauppauge, New York, on the 2nd day of May 2024.
Cemtrex, Inc. | ||
By: | /s/ Saagar Govil. | |
Saagar Govil | ||
Chairman of the Board, CEO, | ||
President & Secretary (Principal Executive Officer) | ||
/s/ Paul J. Wyckoff. | ||
Paul J. Wyckoff | ||
Interim Chief Financial Officer | ||
(Principal Financial Officer and Principal Accounting Officer) |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
May 2, 2024 | By: | /s/ Saagar Govil |
Saagar Govil, | ||
Chairman of the Board, CEO, | ||
President & Secretary (Principal Executive Officer) | ||
May 2, 2024 | By: | /s/ Paul J. Wyckoff |
Paul J. Wyckoff | ||
Interim Chief Financial Officer | ||
(Principal Financial Officer and Principal Accounting Officer) | ||
May 2, 2024 | By: | /s/ Manpreet Singh |
Manpreet Singh, | ||
Director | ||
May 2, 2024 | By: | /s/ Brian Kwon |
Brian Kwon, | ||
Director | ||
May 2, 2024 | By: | /s/ Metodi Filipov |
Metodi Filipov, Director |